Dear Jonas, thank you very much. I like your changes and a can agree to them as well. Best regards, Kathrin Von: Heitto, Jonas (Jonas) [mailto:jonas.heitto at alcatel-lucent.com] Gesendet: Donnerstag, 4. August 2011 10:56 An: Suzanne Erez Cc: Schweppe, Kathrin; LUIS GARCIA GARCIA; fiware-legal at lists.fi-ware.eu; fiware-legal-bounces at lists.fi-ware.eu Betreff: RE: AW: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Specs Susanne, While I would prefer to re-write the entire section, I understand the complications this would cause. Therefore I think your suggestion of a disclaimer is a good solution. I would just slightly reword as follows, added words underlined. I think the expression "covered" was not helping since all implementations would be covered by the spec. HOWEVER, NOT WITHSTANDING THE ABOVE, PARTIES ARE NOT BARRED FROM REQUESTING ROYALTIES, OR PROTECTING THEIR RIGHTS, FOR USE OF TECHNOLOGY (INCLUDING PATENTABLE INVENTIONS) NOT DISCLOSED BY THE FIWARE GENERIC ENABLER SPECIFICATION. I hope that the parties seconding Suzanne's original disclaimer can also find this here satisfacory. I am still looking for the Commission's RF licensing requirement. GA Annex 1 mentioned GE Specs twice (p. 30 and p. 240) but no mention of royalty free, only "Open Specifications". Regards Jonas -----Original Message----- From: Suzanne Erez [mailto:SUZANNE at il.ibm.com] Sent: Donnerstag, 4. August 2011 06:57 To: Heitto, Jonas (Jonas) Cc: Schweppe, Kathrin; LUIS GARCIA GARCIA; fiware-legal at lists.fi-ware.eu; fiware-legal-bounces at lists.fi-ware.eu Subject: Re: AW: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Specs Jonas, Ah ha, I think I understand. You are saying that while the specs themselves may not cover patentable material, the implementation once created - may have material IN ADDITION to the specification, and that may cover Background patents. So I as the implementer does not need to pay for implementing the bare specification, but if my implementation covers MORE than just the specification, and this MORE is covered by Background patents, for that we should pay. Another way to say it is that - there are many many ways to implement the specification. The specification is only the bare minimum (e.g. must have black walls). If my implementation has only black walls, there is no royalty. But if the walls are black with white stripes, and white stripes are patented, the party owning that patent should be able tor request payment. I know for IBM - we have a specific implementation of the Generic Enabler Specification. There will be many many ways to implement the specification. If someone creates their own implementation that covers the specs, and does it in a different way - more power to them. But if someone creates an implementation that copies what IBM does, and that is NOT in the spec, I should be able to ask for royalties, or request that this someone not infringe my patents. IS THIS WHAT YOU MEAN? Luis - our intention was that parties should contribute the specification royalty free, but I do not think it was our intention that if the implementation covers OTHER material that is patentable, that too must be royalty free. Below in caps is my suggestion. Notwithstanding any conflicting terms in this CA, the FI-WARE Generic Enabler Specifications will be made publically available (upon publication in accordance with clause 4.4.1) on royalty free terms. For the sake of clarity, other Parties may use such FI-WARE Generic Enabler Specifications to develop and release implementations of the FI-WARE Generic Enabler Specifications on a royalty-free basis. HOWEVER, NOT WITHSTANDING THE ABOVE, PARTIES THAT CONTRIBUTE TO THE SPECIFICATION ARE NOT BARRED FROM REQUESTING ROYALTIES, OR PROTECTING THEIR RIGHTS, FOR USE OF TECHNOLOGY NOT COVERED BY THE FIWARE GENERIC ENABLER SPECIFICATION. (anyone know a better way to say this?) What do you all think? Suzanne Suzanne Erez Counsel, IPLaw, Israel Associate PPM, PPM 160 IBM Haifa, Israel suzanne at il.ibm.com Tel: 972-4-829-6069 Fax: 972-4-829-6521 Any sufficiently advanced technology is indistinguishable from magic. - Clark's Third Law PREPARED BY IBM ATTORNEY / PRIVILEGE REVIEW REQUIRED This e-mail and its attachments, if any, may contain information that is private, confidential, or protected by attorney-client, solicitor-client or other privilege. If you received this e-mail in error, please delete it from your system without copying it and notify me of the misdirection by reply e-mail. From: "Schweppe, Kathrin" <kathrin.schweppe at sap.com> To: "Heitto, Jonas (Jonas)" <jonas.heitto at alcatel-lucent.com>, Suzanne Erez/Haifa/IBM at IBMIL, LUIS GARCIA GARCIA <lgg at tid.es> Cc: "fiware-legal at lists.fi-ware.eu" <fiware-legal at lists.fi-ware.eu>, "fiware-legal-bounces at lists.fi-ware.eu" <fiware-legal-bounces at lists.fi-ware.eu> Date: 08/03/11 07:13 PM Subject: AW: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Specs Dear Jonas, as far as I understood it, and please someone should correct me, if I am wrong, it was a mandatory prerequisite from the European Commission that the Generic Enabler Specification have to be published upon royalty-free conditions. I think, I do not understand fully your comment. If SAP implements SAP GE Specs, why should we pay ourselves? It would only make sense, if SAP pays IBM for implementation of IBM's specs. And exactly that is what the EC would like to see with regard to the specifications. We have further protection with regard to patents, that you can check via the publication process if there are patents enclosed upon which you do not would like to see free implementations. Best regards, Kathrin Kathrin Schweppe, LL.M. Contract Specialist Global Legal SAP AG Dietmar-Hopp-Allee 16 69190 Walldorf, Germany T +49 6227 7-64369 F +49 6227 78-54177 E kathrin.schweppe at sap.com http://www.sap.com Sitz der Gesellschaft/Registered Office: Walldorf, Germany Vorstand/SAP Executive Board: Bill McDermot (Sprecher/Co-CEO), Jim Hagemann Snabe (Sprecher/Co-CEO), Werner Brandt, Gerhard Oswald, Vishal Sikka Vorsitzender des Aufsichtsrats/Chairperson of the SAP Supervisory Board: Hasso Plattner Registergericht/Commercial Register Mannheim No HRB 350269 Diese e-mail kann Betriebs- oder Geschäftsgeheimnisse, dem Anwaltsgeheimnis unterliegende oder sonstige vertrauliche Informationen enthalten. Sollten Sie diese e-mail irrtümlich erhalten haben, ist Ihnen eine Kenntnisnahme des Inhalts, eine Vervielfältigung oder Weitergabe der e-mail ausdrücklich untersagt. Bitte benachrichtigen Sie uns und vernichten Sie die empfangene e-mail. Vielen Dank. Prepared by a member of SAP Global Legal. This message and any attachments may contain information that is confidential, private or protected by the attorney-client or other privilege. If you have received this email in error, please delete this message without further copying or distribution and promptly notify me. Thank you for your cooperation. Von: Heitto, Jonas (Jonas) [mailto:jonas.heitto at alcatel-lucent.com] Gesendet: Mittwoch, 3. August 2011 18:00 An: Suzanne Erez; LUIS GARCIA GARCIA Cc: fiware-legal at lists.fi-ware.eu; fiware-legal-bounces at lists.fi-ware.eu; Schweppe, Kathrin Betreff: RE: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Speclaudia.manderfeld at zv.fraunhofer.decs Susanne, all, Even if the specs themselves are not patentable, which is likely, the provision says that ...other Parties may use such FI-WARE Generic Enabler Specifications to develop and release implementations of the FI-WARE Generic Enabler Specifications on a royalty-free basis. The 2nd paragraph merely states that a Party may develop implementations and require royalties for their use. But the other Parties are still not paying for their own implementations. Which we don't know yet. Which could read on BG patents of the licensing party. I still think that some clarification may be in order, or possibly updates to the Background exclusion lists. Please let me know what you think. Jonas -----Original Message----- From: Suzanne Erez [mailto:SUZANNE at il.ibm.com] Sent: Mittwoch, 3. August 2011 15:31 To: LUIS GARCIA GARCIA Cc: fiware-legal at lists.fi-ware.eu; fiware-legal-bounces at lists.fi-ware.eu; Heitto, Jonas (Jonas); Schweppe, Kathrin Subject: Re: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Speclaudia.manderfeld at zv.fraunhofer.decs Luis, If I may make a comment to Jonas. Jonas - you asked a very very good question, that made me pause, and double check with our technical people that I was on the right path. We at IBM agree with Kathrin. We do not see having patent applications being created or covering the Generic Enabler SPECIFICATIONS. We do have Background and will have Sideground, patents on the Generic Enablers THEMSELVES, but not on the SPECIFICAIONS. We do not foresee the Specifications being so detailed as to being patentable - they will simply list requirements. So, as Kathrin said, since each Party has reserved the rights to license the Generic Enablers themselves, and since you so rightly pointed out the Exclusion List, we feel that we are in good shape. wow, good comment. Suzanne Suzanne Erez Counsel, IPLaw, Israel Associate PPM, PPM 160 IBM Haifa, Israel suzanne at il.ibm.com Tel: 972-4-829-6069 Fax: 972-4-829-6521 Any sufficiently advanced technology is indistinguishable from magic. - Clark's Third Law PREPARED BY IBM ATTORNEY / PRIVILEGE REVIEW REQUIRED This e-mail and its attachments, if any, may contain information that is private, confidential, or protected by attorney-client, solicitor-client or other privilege. If you received this e-mail in error, please delete it from your system without copying it and notify me of the misdirection by reply e-mail. From: LUIS GARCIA GARCIA <lgg at tid.es> To: "Schweppe, Kathrin" <kathrin.schweppe at sap.com>, "Heitto, Jonas (Jonas)" <jonas.heitto at alcatel-lucent.com> Cc: "fiware-legal at lists.fi-ware.eu" <fiware-legal at lists.fi-ware.eu> Date: 08/03/11 11:06 AM Subject: Re: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Speclaudia.manderfeld at zv.fraunhofer.decs Sent by: fiware-legal-bounces at lists.fi-ware.eu Dear Jonas and all, Nothing to add to Kathrin explanation. Further, this clause was widely discussed and finally agreed long time ago. Best regards Luis García García Asesoria Jurídica // Legal Department Tfnos: +34 914832614 // +34913129666 Telefónica Investigación y Desarrollo, S.A.Unipersonal DISTRITO C- Edificio Oeste 1, 5ª planta Ronda de la Comunicación s/n 28050-Madrid (España) De: fiware-legal-bounces at lists.fi-ware.eu [ mailto:fiware-legal-bounces at lists.fi-ware.eu] En nombre de Schweppe, Kathrin Enviado el: miércoles, 03 de agosto de 2011 9:56 Para: Heitto, Jonas (Jonas); fabian.perpeet at zv.fraunhofer.de CC: fiware-legal at lists.fi-ware.eu Asunto: Re: [Fiware-legal] Consortium Agreement FI-WARE / Generic Enabler Speclaudia.manderfeld at zv.fraunhofer.decs Dear Jonas, dear all, I understand your concerns, we had similar concerns and therefore this section was included: For further sake of clarity, Parties including those Parties that assisted in generating the FI-WARE Generic Enabler Specifications may, but are not obliged to, develop implementations or reference implementations of FI-WARE Generic Enabler Specifications and request licensing terms other than open and royalty free for such, e.g. under FRAND (Fair, Reasonable and Non-Discriminatory) terms subject to the provisions of Article 4.2.3 and 4.2.4 below. The Parties may release their implementations or reference implementations as open source or closed source, at their sole discretion. Then, the Generic Enabler Specification is only a description about technical requirements and the like. Do you see that a patent could be included there? Taking all these things into account, do you think we need further clarification here and if so, can you please propose some wording? Thank you and best regards, Kathrin Kathrin Schweppe, LL.M. Contract Specialist Global Legal SAP AG Dietmar-Hopp-Allee 16 69190 Walldorf, Germany T +49 6227 7-64369 F +49 6227 78-54177 E kathrin.schweppe at sap.com http://www.sap.com Sitz der Gesellschaft/Registered Office: Walldorf, Germany Vorstand/SAP Executive Board: Bill McDermot (Sprecher/Co-CEO), Jim Hagemann Snabe (Sprecher/Co-CEO), Werner Brandt, Gerhard Oswald, Vishal Sikka Vorsitzender des Aufsichtsrats/Chairperson of the SAP Supervisory Board: Hasso Plattner Registergericht/Commercial Register Mannheim No HRB 350269 Diese e-mail kann Betriebs- oder Geschäftsgeheimnisse, dem Anwaltsgeheimnis unterliegende oder sonstige vertrauliche Informationen enthalten. Sollten Sie diese e-mail irrtümlich erhalten haben, ist Ihnen eine Kenntnisnahme des Inhalts, eine Vervielfältigung oder Weitergabe der e-mail ausdrücklich untersagt. Bitte benachrichtigen Sie uns und vernichten Sie die empfangene e-mail. Vielen Dank. Prepared by a member of SAP Global Legal. This message and any attachments may contain information that is confidential, private or protected by the attorney-client or other privilege. If you have received this email in error, please delete this message without further copying or distribution and promptly notify me. Thank you for your cooperation. Von: Heitto, Jonas (Jonas) [mailto:jonas.heitto at alcatel-lucent.com] Gesendet: Dienstag, 2. August 2011 18:42 An: Schweppe, Kathrin; fabian.perpeet at zv.fraunhofer.de Cc: claudia.manderfeld at zv.fraunhofer.de; klarissa.al-shorachi at izb.fraunhofer.de; jens.fiedler at fokus.fraunhofer.de; Barbara.Gromer at neclab.eu; jimenez at tid.es; anne.tissier at thalesgroup.com; susanne.weikl at nsn.com; SUZANNE at il.ibm.com; benedicte.pascal at intel.com; Bettina.Lehmann at telekom.de; GALITL at il.ibm.com; giampaoletti at dis.uniroma1.it; Hans.Einsiedler at telekom.de; henk.heijnen at technicolor.com; irene.glueck-otte at siemens.com; jdps at tid.es; jean-dominique.meunier at technicolor.com; jhierro at tid.es; MELZI, RAFFAELLA (RAFFAELLA); mathilde.dubesset at technicolor.com; STAMM, Markus (Markus); Wuenstel, Klaus (Klaus); nils-ivar.tjernberg at ericsson.com; Patricia.BEDOUI at fr.thalesgroup.com; philippe.schaeffer at inria.fr; pmaeso at tid.es; robert.sarrazin at orange-ftgroup.com; sedano at tid.es; Bohnert, Thomas Michael; werner.mohr at nsn.com; Gerteis, Wolfgang; WOLFSTAL at il.ibm.com; Yves-Marie.LePannerer at technicolor.com; Corinne.SIEUX at fr.thalesgroup.com; pascal.bisson at thalesgroup.com; Sylvie.RAYNAUD at fr.thalesgroup.com; laila.gide at thalesgroup.com; Beatriz.aznar at atos.net; lgg at tid.es Betreff: RE: Consortium Agreement FI-WARE / Generic Enabler Specs Dear all, I'm opening a new thread lest we lose ourselves in the multitude of exchanges on various subjects. My concern relates to the 2nd paragpagh of Section 4.1: Notwithstanding any conflicting terms in this CA, the FI-WARE Generic Enabler Specifications will be made publically available (upon publication in accordance with clause 4.4.1) on royalty free terms. For the sake of clarity, other Parties may use such FI-WARE Generic Enabler Specifications to develop and release implementations of the FI-WARE Generic Enabler Specifications on a royalty-free basis. Would people be against adding a clarification that this generous covenant does not imply royalty free licensing of Background and Sideground patents, should any read on such implementations? Or does everybody rely on their Background and Sideground exclusions? Regards Jonas Dr. Jonas Heitto, LL.M. 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